MAR FINAL COUNTDOWN EVENING FORUM

MAR FINAL COUNTDOWN EVENING FORUM

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RE Cornhill

Wednesday, 25 May 2016 from 18:00 to 21:00 (BST)

Cornhill Room Royal Exchange EC3V 3LR London United Kingdom

 

 

>>  This is an invitation-only event. For more details please contact us using the form below <<

With just a month to go before the introduction of the Market Abuse Regulation (MAR), join senior practitioners from around the industry to hear their viewpoints on key challenges and current readiness. The confirmed agenda is as follows and includes talks from leading industry representatives at the FCA, Ashurst, Credit Suisse and Duff & Phelps.


Agenda

agenda


Speakers

Helen Boyd, Manager, Trading Conduct and Settlement Policy Team. FCA

Helen Boyd joined the FSA (as was) in July 2008 as part of the Capital Markets Sector Team and became a Technical Specialist in the OTC Derivatives and Post Trade Policy team. In 2014, she became Manager of the Trading Conduct and Settlement Policy team which is responsible, among other things, for policy related to market abuse, microstructural, settlement, short selling issues.

Prior to joining the FSA/FCA, Helen spent 7 years working at the Royal Bank of Canada as a member and Head of the Structured Transaction Management team that was part of the Structured Products group specialising in credit derivatives.   She is a Chartered Financial Analyst Charterholder

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Ian Blair, Head of Market Conduct and Surveillance, Credit Suisse

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Rob Moulton, Partner. Ashurst LLPashurst

 

robRob specialises in financial services regulatory advice. This includes FCA’s Conduct of Business Rules, European regulatory developments such as MiFID, and contested enforcement actions. Rob is a member of the City of London Corporation’s International Regulatory Strategy Group. Rob’s clients include governments, banks, investment banks, corporate finance houses, clearing houses, fund managers, insurers, stockbrokers and on-line trading business

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Nick Bayley, Managing Director. Duff and Phelps CorpD&P

 

nickNick is a managing director within Duff & Phelps’ Regulatory Consulting practice. Prior to joining the firm, Nick was a Head of Department in the FCA’s Markets Policy & International Division, where he was Senior Markets Adviser and was also responsible for the FCA’s MiFID II Policy Project. Nick also worked in the FCA’s Enforcement Division where he oversaw a wide range of regulatory and criminal markets cases involving subjects such as LIBOR manipulation, insider dealing, market manipulation and misleading statements.

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